Chief Investor Relations Officer
Patty Franklin has been a registered securities licensed professional for over 15 years. She has extensive experience in a broad range of investments including real estate, private equity, and alternative investments. At Strategic Holdings, Mrs. Franklin is responsible for the operations of our investor relations department, including capital management, global fund raising, compliance, financial analytics, and client relationship management.
Mrs. Franklin is concurrently a principal for Strategic PE Advisors, a Registered Investment Management firm specializing in income producing portfolios. Her team focus’ on diversifying with publicly traded assets such as stocks, bonds, mutual funds and ETF’s as well as private assets such as private equity and non-traded REIT’s.
Prior to joining Strategic Holdings, Mrs. Franklin was an Investment Consultant for TD Ameritrade, responsible for overseeing $500 Million dollars of assets under management. Prior to that, she was a registered investment advisor/financial planner for over 10 years with firms such as UBS, Linsco Private Ledger, and Cambridge.
Mrs. Franklin currently holds FINRA Series 6, 7, 63, and 65 Securities License.
Mrs. Franklin graduated from University of California, Los Angeles in 1995 with a Bachelor of Science in Psychology and a minor in Chemistry. She also has an MBA degree from California Lutheran University with an emphasis in Financial Planning. She also holds professional designation in Personal Financial Planning. Check the background of this investment professional on FINRA’s BrokerCheck.